Corporate Transparency &
Client Asset Protection
Trust is earned through verifiable architecture. Discover how FoundersXTrade protects client assets through strict custodial separation, SEC customer protection compliance, bank-grade infrastructure, and fiduciary governance.
Strict Asset Segregation (SEC Rule 15c3-3)
In full compliance with federal securities regulations, customer assets are never commingled with operating capital. Customer fully-paid securities and excess margin securities are held in segregated accounts at Axos Clearing LLC. This ensures that even in the unlikely event of corporate financial distress, client securities cannot be used to satisfy corporate creditor claims.
Multi-Bank Cash Sweep FDIC Insurance
Uninvested cash balances enrolled in the Founders Cash Sweep program are automatically distributed across a network of FDIC-insured program banks. This multi-institution cascade provides up to $8,000,000 in FDIC insurance per depositor while earning high-yield APY with instant liquidity for trading.
AML, CIP & Fraud Prevention Protocols
FoundersXTrade enforces rigorous Customer Identification Programs (CIP) and Anti-Money Laundering (AML) controls mandated by the Bank Secrecy Act and USA PATRIOT Act. We utilize automated transaction monitoring to prevent illicit market manipulation, unauthorized withdrawals, and impersonation fraud.